The security officer is required to provide annual reports to the board on the implementation, administration, and effectiveness of the security program. This fast-moving program will focus on what issues should be reported to the board about physical security. Don’t let the industry standards stated in NCUA letter 02-CU-12 and 12 CFR Part 748 take you by surprise.
This program will review best practices relating to training, inspections, and foreseeable events that should be reported to the board. Learn how the annual written report should be prepared, presented, and reported. Security officers and board members will garner valuable resources that can provide statistics, facts, and information to reduce liability.
- How to report foreseeable events that could bring criminal liability against the board
- Information that should be reported to the board annually
- How to present major problems to the board with limited time
- Why the security officer/risk management department should report to the board in person
- New technology such as “interactive teller machines” that may present physical security problems
- TAKE-AWAY TOOLKIT
- NCUA Letter 02-CU-12
- Sample top sheet for board reporting
- Sample annual board report
- Special report form
- Incidents report form
- Security tips
- Employee training log
- Quiz to measure staff learning and a separate answer key
WHO SHOULD ATTEND?
This informative session will best suit directors, security officers, internal auditors, CEOs, and anyone with risk management responsibilities.
SPEAKER: Barry Thompson, Thompson Consulting Group, LLC
Barry Thompson is an international speaker, trainer, consultant, and writer. He is a security and compliance “guru” for a leading national training organization and regularly presents security conferences for trade groups.
Barry is recognized worldwide, presenting in Brussels, Belgium to European bankers on internal fraud; at the United Nations on identity theft; and to Japanese bankers on bank security. Barry has worked in the financial services industry for over three decades, and has held the positions of security officer, compliance officer, treasurer, senior vice president, and executive vice president. He has handled over 900 security cases and has been involved with investigations and prosecutions at the federal, state, and local levels. Barry is the author of “101 Security Tips for the Beginning Security Officer.”