Webinar: BSA Exam Manual Series: CIP, CDD & High-Risk Customers
March 4, 2025 3:00 pm - 4:30 pm
The BSA Exam Manual Series is a “soup to nuts” review of the manual.
This informative program will spotlight the important BSA compliance rules regarding CIP, CDD, and high-risk customers. You’ll get a thorough briefing on how to handle accountholders and the necessary documentation. This is a good opportunity to discover what the special rules are all about.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
- Dissect CIP regulations to understand how to identify an accountholder through document and non-document verification
- Use CDD to conduct the new account interview, establish risk, and monitor accounts
- Know what constitutes a high-risk account and how to manage that relationship
- Understand what types of identification are generally acceptable to regulators
- Remember special rules to identify minors, elderly, and religious exceptions
- Employ special rules for online account opening and updating policy and procedures
WEBINAR DETAILS
This webinar will cover the CIP, CDD, and high-risk customers sections of the FFIEC’s BSA/AML Examination Manual line-by-line. It will provide in-depth information on how to know and manage accountholders. Learn how regulators think about risk rating accountholders and move them up and down in risk. A key component to your overall program is to identify and develop a baseline for each accountholder. This component then allows you to adequately monitor and respond to alerts in their behavior.
WHO SHOULD ATTEND?
This informative session is for AML/BSA officers, BSA staff, deposit operations personnel, trainers, compliance professionals, and management.
TAKE-AWAY TOOLKIT
- Copy of the statutes, exam manual, and FAQs
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
Speaker: Deborah L. Crawford, Gettechnical Inc.
Deborah Crawford is the President of Gettechnical Inc., a Florida-based firm specializing in the education of financial institutions across the nation. Her 30+ years of experience began at Hibernia National Bank in New Orleans. She graduated from Louisiana State University with both her bachelor’s and master’s degrees. Debbie specializes in the education of financial institution employees and officers in the areas of deposit account laws, new account documentation, insurance, complex compliance regulations, and IRAs.